Carole is the Operations Manager for Sax Wealth Advisors and has been with the firm for over 12 years, focusing on client service and compliance. In her role, she supervises a team of four Client Service Associates, ensuring that clients receive the highest level of service. Carole also serves as the team liaison for the firm’s custodial relationships and handles the day-to-day operational needs. Lastly, she provides support to the Chief Compliance Officer by conducting testing of SEC compliance regulations.
Carole graduated from John Jay College. Outside of the office, Carole enjoys traveling, long summers down the shore, and rescuing animals.