Meet the Team

Michael Falco, CFA®

Michael Falco, CFA®

Director of Operations, Chief Compliance Officer

Parsippany, NJ | 973.859.2199


  • BS in Finance, Villanova University


  • CFA Society of Philadelphia

Michael Falco joined Sax Wealth Advisors in 2022 as Director of Operations and Chief Compliance Officer. Mike specializes in helping advisors grow their businesses through increasing efficiencies, streamlining workflows, and simplifying investment processes. He has over 15 years of experience enhancing advisor capabilities and providing them with the tools needed to do their job better every day – in-turn elevating the client experience.

In his role at Sax Wealth Advisors, Mike will build on the foundation of the firm from the inside out by spearheading non-advisor functions such as firm operations and compliance. He will leverage his expertise and advisor relationships to identify the right advisors to absorb through acquisition – from a culture, philosophy, and growth perspective. Mike is tasked with overseeing the advisory firm on-boarding process to ensure a seamless transition post-acquisition. He will also oversee Sax Wealth Advisor’s compliance program as its Chief Compliance Officer.

Prior to joining Sax Wealth Advisors, Mike was a Regional Director and Manager at Dimensional Fund Advisors where he led a team of colleagues across three different U.S. offices and was responsible for serving hundreds of financial advisory firms from coast-to-coast.

Awards & Honors

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