Christopher Clancy, IACCP®, LPEC, CC
Compliance Analyst
cclancy@saxwa.com
(973) 554-6942
Parsippany, NJ
As a Compliance Analyst at SAX Wealth Advisors, Christopher Clancy assists the Chief Compliance Officer in the oversight and management of the firm’s compliance program. Christopher ensures that the firm’s regulatory framework remains robust, focusing on the integrity of advisory agreements and the continuous evolution of internal policies to meet high fiduciary standards.
In addition to progressing the firm’s compliance operations, Christopher brings a strong background in risk mitigation and operational efficiency. Prior to joining SAX Wealth Advisors, he served as a Compliance Associate where he managed the end-to-end compliance lifecycle for an RIA, and as a Risk Specialist at Fidelity Investments, where he focused on transactional risk, fraud intervention, and the safeguarding of assets.
Christopher has passed the FINRA Series 7, 63, 66, 9,10, and holds the Investment Adviser Certified Compliance Professional (IACCP®) designation.
Education
- BS in Risk Management and Insurance, University of Colorado – Denver
- Minor in Finance, University of Colorado – Denver